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Name | | Age(1) | | Title | | Director Since | | | Age(1) | | Title | | Director Since | | ||||||
Chris A. Downey | | 70 | | Independent Director | | 2014 | | | 71 | | Independent Director | | 2014 | | ||||||
Joseph W. Glauber | | 67 | | Independent Director | | 2015 | | | 68 | | Independent Director | | 2015 | | ||||||
John A. Good | | 63 | | Independent Director | | 2018 | | | 64 | | Independent Director | | 2018 | | ||||||
Thomas P. Heneghan | | 57 | | Independent Director | | 2020 | | | 58 | | Independent Director | | 2020 | | ||||||
Danny D. Moore | | 59 | | Independent Director | | 2021 | | |||||||||||||
Toby L. O’Rourke | | 43 | | Independent Director | | 2021 | | | 44 | | Independent Director | | 2021 | | ||||||
Paul A. Pittman | | 58 | | Executive Chairman, President and Chief Executive Officer | | 2014 | | | 59 | | Executive Chairman and Chief Executive Officer | | 2014 | | ||||||
Murray R. Wise | | 73 | | Director | | 2021 | |
| | Year Ended December 31, 2020 | | Year Ended December 31, 2019 | | | Year Ended December 31, 2021 | | Year Ended December 31, 2020 | | ||||||||||||||||
Audit Fees(1) | | | $ | 379,546 | | | | $ | 484,726 | | | | | $ | 492,253 | | | | $ | 379,546 | | | ||||
Audit-Related Fees(2) | | | | 0 | | | | | 4,750 | | | | | | 89,500 | | | | | — | | | ||||
Tax Fees | | | | — | | | | | — | | | | | | — | | | | | — | | | ||||
Total | | | $ | 379,546 | | | | $ | 489,476 | | | | | $ | 581,753 | | | | $ | 379,546 | | |
Member | | | Audit Committee | | | Compensation Committee | | | Nominating and Corporate Governance Committee | | |||
Chris A. | | | X | | | X (chair) | | | | | |||
Joseph W. Glauber | | | | | | | | | X | | |||
John A. Good* | | | X (chair) | | | X | | | X | | |||
| | X | | | | | | ||||||
Danny D. Moore(1) | | | | | | | | | | | |||
Toby L. O’Rourke | | | | | | X | | | X (chair) | |
Name | | Fees Paid in Cash | | Awards(1) | | Stock Compensation(2) | | All Other Total | | | Fees Paid in Cash | | Awards(1) | | Stock Compensation(2) | | All Other Total | | ||||||||||||||||||||||||||||||||
Chris A. Downey | | | $ | 50,750 | | | | $ | 25,000 | | | | $ | 738.95 | | | | $ | 76,488.95 | | | | | $ | 51,750 | | | | $ | 45,200 | | | | $ | 802 | | | | $ | 97,752 | | | ||||||||
Joseph W. Glauber | | | $ | 38,250 | | | | $ | 25,000 | | | | $ | 738.95 | | | | $ | 63,988.95 | | | | | $ | 39,250 | | | | $ | 45,200 | | | | $ | 802 | | | | $ | 85,252 | | | ||||||||
John A. Good | | | $ | 39,750 | | | | $ | 25,000 | | | | $ | 972.40 | | | | $ | 65,722.40 | | | | | $ | 43,750 | | | | $ | 45,200 | | | | $ | 848 | | | | $ | 89,798 | | | ||||||||
Thomas P. Heneghan | | | | — | | | | | — | | | | | — | | | | | — | | | | | $ | 36,000 | | | | $ | 45,200 | | | | $ | 600 | | | | $ | 81,800 | | | ||||||||
Toby L. O’Rourke(4) | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Danny D. Moore(3) | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Toby L. O’Rourke | | | $ | 37,250 | | | | $ | 45,200 | | | | $ | 600 | | | | $ | 83,050 | | |
Name | | | Age(1) | | | Title | |
Paul A. Pittman | | | | | Executive Chairman | | |
Luca Fabbri | | | | | President | | |
James Gilligan | | | 43 | | | Chief Financial Officer and Treasurer | |
|
Name and Principal Position | | Year | | Salary | | Bonus(1) | | Stock Awards(2) | | All Other Compensation(3) | | Total | | | Year | | Salary | | Bonus(1) | | Stock Awards(2) | | All Other Compensation(3) | | Total | | ||||||||||||||||||||||||||||||||||||||||||||||||
Paul A. Pittman | | | | 2020 | | | | $ | 525,000 | | | | $ | 440,000 | | | | $ | 300,000 | | | | $ | 34,296 | | | | $ | 1,299,296 | | | | | | 2021 | | | | $ | 551,250 | | | | $ | 698,750 | | | | $ | 450,000 | | | | $ | 25,252 | | | | $ | 1,725,252 | | | ||||||||||||
Executive, President and Chief Executive Officer | | | | 2019 | | | | $ | 477,000 | | | | $ | 477,000 | | | | $ | 809,580 | | | | $ | 40,314 | | | | $ | 1,803,894 | | | |||||||||||||||||||||||||||||||||||||||||||
Executive Chairman and Chief Executive Officer | | | | 2020 | | | | $ | 525,000 | | | | $ | 440,000 | | | | $ | 300,000 | | | | $ | 34,296 | | | | $ | 1,299,296 | | | |||||||||||||||||||||||||||||||||||||||||||
Luca Fabbri | | | | 2020 | | | | $ | 300,000 | | | | $ | 125,000 | | | | $ | 285,000 | | | | $ | 15,791 | | | | $ | 725,791 | | | | | | 2021 | | | | $ | 315,000 | | | | $ | 157,500 | | | | $ | 320,000 | | | | $ | 14,879 | | | | $ | 807,379 | | | ||||||||||||
Chief Financial Officer and Treasurer | | | | 2019 | | | | $ | 275,000 | | | | $ | 150,000 | | | | $ | 247,200 | | | | $ | 13,176 | | | | $ | 685,376 | | | |||||||||||||||||||||||||||||||||||||||||||
President | | | | 2020 | | | | $ | 300,000 | | | | $ | 125,000 | | | | $ | 285,000 | | | | $ | 15,791 | | | | $ | 725,791 | | | |||||||||||||||||||||||||||||||||||||||||||
Erica Borenstein | | | | 2020 | | | | $ | 200,000 | | | | $ | 85,000 | | | | $ | 110,000 | | | | $ | 4,557 | | | | $ | 399,557 | | | | | | 2021 | | | | $ | 210,000 | | | | $ | 185,000(5) | | | | $ | 160,000 | | | | $ | 5,522 | | | | $ | 560,522 | | | ||||||||||||
General Counsel and Secretary | | | | 2019 | | | | $ | 180,000 | | | | $ | 125,000 | | | | $ | 41,196 | | | | $ | 2,775 | | | | $ | 348,971 | | | | | | 2020 | | | | $ | 200,000 | | | | $ | 85,000 | | | | $ | 110,000 | | | | $ | 4,557 | | | | $ | 399,557 | | | ||||||||||||
James Gilligan(6) | | | | 2021 | | | | $ | 200,000 | | | | $ | 100,000 | | | | $ | 200,000 | | | | $ | 1,576 | | | | $ | 501,576 | | | |||||||||||||||||||||||||||||||||||||||||||
Chief Financial Officer and Treasurer | | | | 2020 | | | — | | — | | — | | — | | — | |
Name | | Grant Date | | Market Value of Shares That Have Not Vested(1) | | Number of Shares That Have Not Vested | | | Grant Date | | Market Value of Shares That Have Not Vested(1) | | Number of Shares That Have Not Vested | | ||||||||||||||||||||||||
Paul A. Pittman | | | | 3/5/2018 | | | | $ | 224,520.90 | | | | | 25,807(2) | | | | | | 3/22/2021 | | | | $ | 461,975 | | | | | 38,659(2) | | | ||||||
Executive Chairman and Chief Executive Officer | | | | 3/15/2019 | | | | $ | 759,805.80 | | | | | 87,334(2) | | | | | | 3/16/2020 | | | | $ | 384,862 | | | | | 32,206(2) | | | ||||||
| | | | 3/16/2020 | | | | $ | 420,288.30 | | | | | 48,309(2) | | | | | | 3/15/2019 | | | | $ | 521,821 | | | | | 43,667(2) | | | ||||||
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Luca Fabbri | | | | 3/5/2018 | | | | $ | 93,559.80 | | | | | 10,754(2) | | | | | | 3/22/2021 | | | | $ | 328,517 | | | | | 27,491(2) | | | ||||||
Chief Financial Officer and Treasurer | | | | 3/15/2019 | | | | $ | 232,002.90 | | | | | 26,667(2) | | | ||||||||||||||||||||||
President | | | | 3/16/2020 | | | | $ | 365,610 | | | | | 30,595(2) | | | ||||||||||||||||||||||
| | | | 3/16/2020 | | | | $ | 399,269.10 | | | | | 45,893 | | | | | | 3/15/2019 | | | | $ | 159,341 | | | | | 13,334(2) | | | ||||||
Erica Borenstein | | | | 6/13/2016 | | | | $ | 15,703.50 | | | | | 1,805(3) | | | ||||||||||||||||||||||
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Erica Borenstein(3) | | | | 3/22/2021 | | | | $ | 164,253 | | | | | 13,745(4) | | | ||||||||||||||||||||||
General Counsel and Secretary | | | | 2/12/2018 | | | | $ | 11,692.80 | | | | | 1,344(2) | | | | | | 3/16/2020 | | | | $ | 141,117 | | | | | 11,809(4) | | | ||||||
| | | | 3/15/2019 | | | | $ | 38,662.80 | | | | | 4,444(2) | | | | | | 3/15/2019 | | | | $ | 26,553 | | | | | 2,222(4) | | | ||||||
| | | | 3/16/2020 | | | | $ | 154,103.10 | | | | | 17,713(2) | | | | | ||||||||||||||||||||
James Gilligan(5) | | | | 5/24/2021 | | | | $ | 188,332 | | | | | 15,760(2) | | | ||||||||||||||||||||||
Chief Financial Officer and Treasurer | | | | | | | | | | | | | | | | |
Plan Category | | | Number of Securities to be Issued Upon Exercise of Outstanding Options, Warrants and Rights | | | Weighted Average Exercise Price of Outstanding Options, Warrants and Rights | | | Number of Securities Remaining Available for Future Issuance Under Equity Compensation Plans (Excluding Securities Reflected in First Column) | | |||||||||
Equity compensation plans approved by stockholders | | | | | — | | | | | | — | | | | | | | | |
Equity compensation plans not approved by stockholders | | | | | — | | | | | | — | | | | | | — | | |
Total | | | | | — | | | | | | — | | | | | | | |
Name | | Number of Shares of Common Stock Beneficially Owned | | % of All Common Stock Shares(1) | | Number of shares of 6.00% Series B Participating Preferred Stock Beneficially Owned | | % of All Shares of 6.00% Series B Participating Preferred Stock(2) | | | Number of Shares of Common Stock Beneficially Owned | | % of All Common Stock Shares(1) | | ||||||||||||||||||||||||
Paul A. Pittman | | | | 2,474,203(3) | | | | | 8.1% | | | | | 800 | | | | | * | | | | | | 2,360,907(2) | | | | | 5.1% | | | ||||||
Luca Fabbri | | | | 207,715(4) | | | | | * | | | | | 1,400(5) | | | | | * | | | | | | 256,483(3) | | | | | * | | | ||||||
Erica Borenstein | | | | 58,815 | | | | | * | | | | | — | | | | | | | | |||||||||||||||||
James Gilligan | | | | 27,011 | | | | | * | | | |||||||||||||||||||||||||||
Chris A. Downey | | | | 76,364(6) | | | | | * | | | | | | | | | | | | | | | | 85,690(4) | | | | | * | | | ||||||
Joseph W. Glauber | | | | 15,291 | | | | | * | | | | | — | | | | | | | | | | | 23,291 | | | | | * | | | ||||||
John A. Good | | | | 28,265 | | | | | * | | | | | — | | | | | * | | | | | | 50,965 | | | | | * | | | ||||||
Thomas P. Heneghan | | | | 1,318,388(7) | | | | | 4.3% | | | | | — | | | | | * | | | | | | 1,329,208(5) | | | | | 2.9% | | | ||||||
Danny D. Moore | | | | 4,000 | | | | | * | | | |||||||||||||||||||||||||||
Toby L. O’Rourke | | | | — | | | | | * | | | | | — | | | | | * | | | | | | 8,000 | | | | | * | | | ||||||
All executive officers, directors and director nominees as a group (8 people) | | | | 4,179,041 | | | | | 13.6% | | | | | 5,468 | | | | | * | | | |||||||||||||||||
Murray R. Wise | | | | 162,414(6) | | | | | * | | | |||||||||||||||||||||||||||
All executive officers, directors and director nominees as a group (10 people) | | | | 4,307,969 | | | | | 9.3% | | | |||||||||||||||||||||||||||
More than 5% Beneficial Owners | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||
BlackRock, Inc. (8) 55 East 52nd Street New York, NY 10055 | | | | 1,961,352 | | | | | 6.4% | | | | | — | | | | | | | | |||||||||||||||||
Global Alpha Capital Management Ltd. (9) 1800 McGill College Avenue Suite 2310 Montreal A8 H3A 3J6 | | | | 2,818,732 | | | | | 9.2% | | | | | — | | | | | — | | | |||||||||||||||||
Gerald R. Forsythe (10) 111 Willis Avenue Wheeling, IL 60090 | | | | 1,527,368 | | | | | 5.0% | | | | | — | | | | | * | | | |||||||||||||||||
Global Alpha Capital Management Ltd. (7) 1800 McGill College Avenue Suite 2310 Montreal A8 H3A 3J6 | | 2,756,963 | | 5.9% | | |||||||||||||||||||||||||||||||||
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Denver, Colorado March 23, 2022 | |||||